Insights Our Latest
Research

Explore our latest thinking on the issues that matter most in risk, compliance and regulation.

Analytical Note

Bourgeois Case Concerning Private Equity Valuation Manipulation During Fundraising

Bourgeois recommended Abraaj Investment Management delay portfolio write‐downs until after the completion of a fundraising.

Analytical Note

ESG Disclosure Rule Proposal

This note highlights the rule’s potential impacts on private fund managers and alternative investment advisers.

Analytical Note

MNPI Risk Alert

The alert addressed alternative data, interaction with value added investors and general Code of Ethics violations.

Analytical Note

SEC’s Division of Exams 2022 Priorities

This note focuses on the priorities relevant to private fund managers.

Infographic

Projected Impact of New Private Funds Reporting and Transparency Proposals

The rule proposals could a have significant impact on alternative investment managers.

Analytical Note

New Private Funds Rule Proposal

The SEC proposed a new rule focused on private funds disclosure and business practices.

Analytical Note

Private Fund Risk Alert Part 2

The alert summarized compliance issues observed by the Division of Exams related to private fund advisers.

Presentation

Interpreting SEC Comment Letters

There is significant information in the citations SEC examiners use in their Comment letters.

Analytical Note

SEC Settlement with Global Infrastructure Management

GIP manages private equity style infrastructure funds, investing in the energy, transportation, digital, water and waste sectors.

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